Custody Services & Investment Options

Investment options for your clients - services and tools for you.

Through TD AMERITRADE Trust Company (TDATC), your clients will enjoy a wide array of investment options, while you benefit from top-notch custody services and online tools.

Custody services

• Trading, cashiering and reporting
• Personalized service from knowledgeable Relationship Managers
• SAS 70 Level II Audit
• Ability to designate TDATC as the plan's directed trustee
• Monthly trust statements and annual trust reports
• Federal and state tax reporting
• Online access and services
• Competitive pricing
• Comprehensive collection and reporting of mutual fund revenue on behalf of plans
• Streamlined IRA rollover solutions offered through TDATC's brokerage affiliate, TD AMERITRADE, Inc.

Investment options for plans

• Fund Universe - includes Stable Value Funds (SVFs) and more than 5,000 mutual funds from over 350 fund families.
• Collective Investment Funds (CIFs) - investment vehicles offering asset allocation solutions using mutual funds and Exchange Traded Funds (ETFs).
• Unitized Managed Accounts (UMAs) - advisor-managed portfolios that are unitized daily and may include mutual funds, ETFs and equities.
• Employer Stock - the ability to custody ESOP plans and unitize employer stock.
• Self-Directed Brokerage Account (SDBA) solution - Available through TDATC's brokerage affiliate, TD AMERITRADE, Inc., the SDBA provides participants the ability to choose from a broad range of investments to pursue their investment goals.*

Carefully consider the investment objectives, risks, charges and expenses of any investment company before investing. To obtain a prospectus containing this and other important information, contact the fund or call 866-423-2683. Please read the prospectus carefully before investing.

Online tools

• Ability for other authorized users to view plan assets at any time
• Confidential information sent and retrieved via secure gateway
• Mutual fund trading tools
• Disbursement options

Trust and Custody Services. Call 877-270-6892 today to take advantage of all TDATC offers.

*Brokerage services are provided exclusively by TD AMERITRADE, Division of TD AMERITRADE, Inc., member FINRA, SIPC or NFA.

TD AMERITRADE Trust Company is a non-depository trust company, acts as a custodian and/or directed trustee and is not a member of FINRA, SIPC or NFA. TD AMERITRADE Trust Company is a subsidiary of TD AMERITRADE Holding Corporation. TD AMERITRADE is a trademark jointly owned by TD AMERITRADE IP Company, Inc. and The Toronto-Dominion Bank. © 2010 TD AMERITRADE IP Company, Inc. All rights reserved. Used with permission.