Custody Services & Investment Options
Investment options for your clients - services and tools for you.
Through TD Ameritrade Trust Company, your clients will enjoy a wide array of investment options, while you benefit from top-notch custody services and online tools.
Custody services
- Trading, cashiering and reporting
- Personalized service from knowledgeable Relationship Managers
- SAS 70 Level II Audit
- Ability to designate TD Ameritrade Trust Company as the plan's directed trustee
- Monthly trust statements and annual trust reports
- Federal and state tax reporting
- Online access and services
- Competitive pricing
- Comprehensive collection and reporting of mutual fund revenue on behalf of plans
- Streamlined IRA rollover solutions offered through TD Ameritrade Trust Company's brokerage affiliate, TD Ameritrade, Inc.
Investment options for plans
- Fund Universe - includes Stable Value Funds (SVFs) and more than 5,000 mutual funds from over 350 fund families.
- Collective Investment Funds (CIFs) - investment vehicles offering asset allocation solutions using mutual funds and Exchange Traded Funds (ETFs).
- Unitized Managed Accounts (UMAs) - advisor-managed portfolios that are unitized daily and may include mutual funds, ETFs and equities.
- Employer Stock - the ability to custody ESOP plans and unitize employer stock.
- Self-Directed Brokerage Account (SDBA) solution - Available through TD Ameritrade Trust Company's brokerage affiliate, TD Ameritrade, Inc., the SDBA provides participants the ability to choose from a broad range of investments to pursue their investment goals.*
Carefully consider the investment objectives, risks, charges and expenses of any investment company before investing. To obtain a prospectus containing this and other important information, contact the fund or call 866-423-2683. Please read the prospectus carefully before investing.
Online tools
- Ability for other authorized users to view plan assets at any time
- Confidential information sent and retrieved via secure gateway
- Mutual fund trading tools
- Disbursement options
Trust and Custody Services. Call 877-270-6892 today to take advantage of all TD Ameritrade Trust Company offers.
*Brokerage services are provided exclusively by TD Ameritrade, Division of TD Ameritrade, Inc., member FINRA, SIPC and NFA.
TD Ameritrade Trust Company is a non-depository trust company, acts as a custodian and directed trustee and is not a member of FINRA, SIPC or NFA. TD Ameritrade Trust Company is a subsidiary of TD Ameritrade Holding Corporation. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2012 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.
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