Designated Brokerage Services

A host of choices and a wide variety of features.

There's enough to be done without the time and tedium of manual monitoring. That's why TD AMERITRADE provides nightly, automated compliance reporting as part of our Designated Brokerage Services for employers.

But this is only the beginning
We also provide a dedicated service team to help you - from implementation on - plus a whole host of account features for your employees.

We've thought of you
TD AMERITRADE helps you meet the increased monitoring demands of securities trading with an automated system that:

• Allows trading and position reports to be downloaded from TD AMERITRADE and into leading third-party compliance software provider applications - every night
• Delivers trading and position files to be posted to your FTP server using PGP encryption
• Provides copies of trade confirmations and monthly statements online for quick access

So you can think of your employees
At TD AMERITRADE, we are focused on your employees. They're able to select from a wide range of accounts and investment options to meet their goals, including:

• Stocks, bonds, mutual funds, Exchange Traded Funds (ETFs) and other investments
• Independent research
• Powerful trading and market tools
• Standard accounts, IRAs and specialty accounts for both long-term investors and active traders
• Low, flat-rate online commissions and no maintenance fees*
• Access to more than 100 TD AMERITRADE branches nationwide
• Asset Protection Guarantee — If a client loses cash or securities from their account due to unauthorized activity, we'll reimburse them for the cash or shares of securities lost. We're promising this protection, which adds to the provisions that already govern the account, in case unauthorized activity ever occurs and we determine it was through no fault of their own.

Designated Brokerage Services. Call 888-376-4682 today to take advantage of all TD AMERITRADE offers.

*Trades executed in multiple lots on the same day are charged a single commission. Trades partially executed over multiple trading days are subject to commission charges for each trading day.